Commodity Futures Trading Commission Act

Results: 1755



#Item
621Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities regulation in the United States / IntercontinentalExchange / Financial regulation / Systemic risk / Ontario Securities Commission

OSC Staff Notice: [removed]Swap Execution Facilities - Exemption from Requirement to be Recognized as an Exchange

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2013-10-10 09:21:47
622Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / Financial regulation / Rulemaking / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / Government / Public administration / Administrative law / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act

Please note that the comments expressed herein are solely my personal views Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed]United States

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Source URL: www.sec.gov

Language: English - Date: 2013-05-14 07:02:32
623Securities / Late-2000s financial crisis / Trade Repository / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Credit default swap / Depository Trust & Clearing Corporation / Derivative / Trade Information Warehouse / Financial economics / Financial system / Finance

Microsoft Word - _PB_ June 3 Comment Letter 630 pm.doc

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Source URL: www.sec.gov

Language: English - Date: 2011-06-08 14:06:52
624Financial institutions / Hedge / Insurance / Commodity Futures Trading Commission / Types of insurance / Bonds / Credit default swap / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Investment / Finance

Confirmation, Portfolio Reconciliation and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants

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Source URL: www.insurance.naic.org

Language: English - Date: 2011-08-16 16:08:12
625Financial system / Finance / United States securities law / National Futures Association / Commodity Futures Trading Commission / Commodity Exchange Act / Commodity pool / Commodity Pool Operator / Futures contract / Commodities market / Financial economics / Financial markets

Microsoft Word - RR_206_501_504_0810wTSsignature.doc

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Source URL: www.nfa.futures.org

Language: English - Date: 2010-10-11 12:39:51
626Commodity Futures Trading Commission / Financial markets / Futures contract / Nadex / Futures exchange / Hedge / Margin / Commodities market / Commodity Futures Modernization Act / Financial economics / Finance / Economics

Microsoft Word[removed]Covered Positions - Proprietary Capital Charge - February 2009.doc

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Source URL: www.wjammer.com

Language: English - Date: 2014-11-19 12:23:00
627Financial markets / Commodities market / Futures contract / OneChicago /  LLC / Commodity Futures Trading Commission / Options Clearing Corporation / National Futures Association / Commodity Exchange Act / Futures exchange / Financial economics / Financial system / Finance

Microsoft Word - IntNotc_CR2-30_RiskDiscl_SF Contracts061410wTSsignature.doc

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Source URL: www.nfa.futures.org

Language: English - Date: 2010-09-07 10:48:04
628Commodities market / Finance / Commodity Futures Trading Commission / Futures contract / National Futures Association / Commodity Exchange Act / Derivative / Commodity Futures Modernization Act / Foreign Exchange Dealers Coalition / Financial economics / Financial markets / Financial system

Microsoft Word - FRSec4_ClearedOTCDerivatives0810wTSsignature.doc

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Source URL: www.nfa.futures.org

Language: English - Date: 2010-09-21 15:30:46
629Stock market / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / United States federal banking legislation / Commodity Futures Trading Commission / Futures contract / Derivative / Financial economics / Finance / Financial system

Text of Final Volcker Rule

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Source URL: occ.gov

Language: English - Date: 2014-12-01 16:42:00
630Business / Stock market / United States Securities and Exchange Commission / Mathematical finance / Securities Exchange Act / Broker-dealer / U.S. Securities and Exchange Commission / Commodity Futures Trading Commission / Algorithmic trading / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 240 and 249 Release No[removed]; File No. S7[removed]RIN 3235-AK55 Large Trader Reporting AGENCY:

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Source URL: www.sec.gov

Language: English - Date: 2011-08-04 11:42:16
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